Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Daries is a financial advisor who has been in the industry since 1994. Robert is currently registered with Oppenheimer & Co. Inc. and has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Gruntal & Co., L.L.C., Josephthal & Co., Inc., Kensington Wells Incorporated, Josephthal Lyon & Ross Incorporated, Olde Discount Corporation and Continental Broker-Dealer Corp. Robert has a broad range of experience, including serving high-net-worth individuals, corporations, and individuals other than high-net-worth. Robert provides financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
05/28/2021 - Present
Oppenheimer & Co. Inc. (JENKINTOWN PA)
PA
11/09/2007 - 06/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JENKINTOWN PA)
NJ
12/03/2001 - 11/21/2007
UBS FINANCIAL SERVICES INC. (PRINCETON NJ)
NY
12/15/2000 - 12/17/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
10/03/1996 - 12/20/2000
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
01/18/1996 - 10/22/1996
KENSINGTON WELLS INCORPORATED
NY
08/30/1995 - 01/24/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
MI
12/01/1994 - 07/07/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
04/12/1994 - 11/14/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
10/14/1993 - 03/23/1994
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 10/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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