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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert J Cruz is a financial advisor currently registered with Fidelity Personal And Workplace Advisors in Westlake, TX. Robert has been working in the financial services industry since 1995 and holds several licenses and certifications including Series 6, 7, 63, and 65, as well as the SIE and a Certified Financial Planner designation. Before joining Fidelity Personal And Workplace Advisors, Robert worked at Allianz Global Investors Distributors LLC, BlackRock Investments, LLC, Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc., John Hancock Funds, Inc., A I M Distributors, Inc., and USAA Investment Management Company. Robert's specialties include financial planning, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/01/2021 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
NY
07/10/2014 - 03/05/2018
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
07/15/2010 - 06/30/2014
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
TX
12/21/2009 - 05/25/2010
SANFORD C. BERNSTEIN & CO., LLC (DALLAS TX)
TN
07/08/1999 - 05/25/2010
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
MA
04/04/1997 - 06/30/1999
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
TX
01/11/1995 - 02/05/1997
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
10/22/1993 - 06/20/1994
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
BC
Issued 02/05/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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