Unclaimed
Robert Soutas has been in the securities industry since November 24, 1980. He is currently registered with Wilson-Davis & CO., Inc. Robert has been registered with Wilson-Davis & CO., Inc. since March 27, 1982. Previously, Robert Soutas was registered with NORTHRIDGE SECURITIES, INC. from December 24, 1980 to July 3, 1985, and with WESTERN CAPITAL & SECURITIES, INC. from November 25, 1980 to March 5, 1984. Robert Soutas holds the following licenses: Series 63, Series 7 and SIE. Robert Soutas is registered in 13 states: Arizona, California, Colorado, Florida, Idaho, Nevada, New Mexico, New York, Oregon, Texas, Utah, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
03/27/1982 - Present
Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)
NA
12/24/1980 - 07/03/1985
NORTHRIDGE SECURITIES, INC.
NA
11/25/1980 - 03/05/1984
WESTERN CAPITAL & SECURITIES, INC.
BC
Issued 12/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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