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Robert Ivan Soutas

Wilson-Davis & CO., Inc.

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About Robert Ivan Soutas

Robert Soutas has been in the securities industry since November 24, 1980. He is currently registered with Wilson-Davis & CO., Inc. Robert has been registered with Wilson-Davis & CO., Inc. since March 27, 1982. Previously, Robert Soutas was registered with NORTHRIDGE SECURITIES, INC. from December 24, 1980 to July 3, 1985, and with WESTERN CAPITAL & SECURITIES, INC. from November 25, 1980 to March 5, 1984. Robert Soutas holds the following licenses: Series 63, Series 7 and SIE. Robert Soutas is registered in 13 states: Arizona, California, Colorado, Florida, Idaho, Nevada, New Mexico, New York, Oregon, Texas, Utah, Washington and Wyoming.

Firm Information

Robert Soutas is currently registered with Wilson-Davis & CO., Inc.. Wilson-Davis & CO., Inc. is a Corporation formed in 1968 and is registered in 53 states and the SEC. They have been involved in 57 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Robert Soutas’s Registration & Firm History

UT

03/27/1982 - Present

Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)

NA

12/24/1980 - 07/03/1985

NORTHRIDGE SECURITIES, INC.

NA

11/25/1980 - 03/05/1984

WESTERN CAPITAL & SECURITIES, INC.

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Licenses & Designations

BC

Issued 12/30/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Ivan Soutas.
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