Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ivan Schwartz is a financial advisor who has been working in the industry since 1985. He currently works at Citigroup Global Markets Inc. and has worked for several firms in the past, including Citigroup Investment Services and Schonfeld Securities Inc. Robert is registered with the Financial Industry Regulatory Authority (FINRA) as well as the states of California, New York, and several other states. He holds the Series 7, Series 24, Series 63, and Series 65 licenses, and he has experience in portfolio management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (Holbrook NY)
NY
07/27/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW HYDE PARK NY)
OR
02/04/1991 - 07/21/1992
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
09/22/1989 - 06/12/1990
SCHONFELD SECURITIES INC. (JERICHO NY)
NA
05/24/1989 - 10/03/1989
BUTCHER & SINGER INC.
NA
08/19/1988 - 03/10/1989
INVESTORS CENTER INC.
NA
11/07/1984 - 09/23/1988
BLINDER, ROBINSON & CO., INC.
NA
10/26/1984 - 11/07/1984
THE STUART-JAMES COMPANY, INC.
IA
Issued 02/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Schwartz is the right advisor for you? Invested Better is here to help.
