Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Irving Rafford is a financial advisor with over 50 years of experience in the industry. Robert is currently registered with B. Riley Wealth Advisors, Inc. in New York, NY. Robert has a broad range of experience and holds several licenses and certifications, including Series 4, 7TO, 3, 5, 1, and 63. He is also a Registered Investment Advisor (RIA). Robert has worked for a number of firms over his career including Dominick & Dominick LLC, Donaldson, Lufkin & Jenrette Securities Corporation, A.G. Becker Paribas Incorporated, and Eastman Dillon Union Securities & Company. Robert specializes in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/25/2022 - Present
B. Riley Wealth Advisors, Inc. (New York NY)
NY
01/27/2004 - 01/28/2015
DOMINICK & DOMINICK LLC (NEW YORK NY)
NJ
09/10/1984 - 02/06/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
07/14/1971 - 10/29/1984
A.G. BECKER PARIBAS INCORPORATED
NA
12/24/1974 - 07/13/1978
BECKER SECURITIES INCORPORATED
NA
08/04/1971 - 11/25/1975
A. G. BECKER & CO., INCORPORATED
NA
09/06/1966 - 08/12/1971
EASTMAN DILLON UNION SECURITIES & COMPANY
IA
Issued 08/05/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 10/18/1973
Series 00 - General Securities Principal Examination
BC
Issued 09/12/1969
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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