Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert I. Cox is a financial advisor with over 20 years of experience in the industry. Robert is registered with Morgan Stanley and is currently licensed to provide financial and investment advice in New York and Texas. Previously, Robert has also worked at J.P. MORGAN SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., TD WATERHOUSE CAPITAL MARKETS, INC., and KNIGHT SECURITIES, L.P. Robert has passed the Uniform Securities Agent State Law Examination, Uniform Combined State Law Examination, Securities Industry Essentials Examination, General Securities Representative Examination, and Limited Representative-Equity Trader Exam. Robert's specializations include asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/06/2023 - Present
Morgan Stanley (Garden City NY)
NY
06/01/2015 - 04/07/2023
J.P. MORGAN SECURITIES LLC (WHITESTONE NY)
NY
01/31/2013 - 06/05/2015
MORGAN STANLEY (GREAT NECK NY)
NY
08/18/2006 - 03/28/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NE
11/19/2002 - 08/18/2006
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NJ
05/27/1999 - 10/16/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NE
04/15/1999 - 05/10/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
02/04/1999 - 03/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Cox is the right advisor for you? Invested Better is here to help.
