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Robert Hunter Jones

Great Point Capital LLC

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About Robert Hunter Jones

Robert Hunter Jones has been in the industry since August 15, 2007. Robert is currently registered with Great Point Capital LLC as a Broker-Dealer and is registered in 15 states including California, Colorado, Delaware, Idaho, Illinois, Iowa, Louisiana, New Jersey, New York, Oregon, South Carolina, Texas, Utah, Virginia and Connecticut. Robert has held previous roles at COLORADO FINANCIAL SERVICE CORPORATION, ALPS DISTRIBUTORS, INC., ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC., JANUS DISTRIBUTORS LLC and WOODBURY FINANCIAL SERVICES, INC. Robert has earned the Series 6, 7 and 63 licenses as well as the SIE exam.

Firm Information

Robert Jones is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Jones’s Registration & Firm History

IL

12/13/2019 - Present

Great Point Capital LLC (CHICAGO IL)

CO

06/07/2019 - 12/19/2019

COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)

CO

01/02/2019 - 05/30/2019

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

01/07/2016 - 12/31/2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

CO

08/16/2007 - 12/14/2015

JANUS DISTRIBUTORS LLC (DENVER CO)

CO

07/04/2006 - 08/04/2006

WOODBURY FINANCIAL SERVICES, INC. (CENTENNIAL CO)

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Licenses & Designations

BC

Issued 10/03/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/03/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Hunter Jones.
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