Unclaimed
Robert Yun is a financial professional with over 20 years of experience in the industry. Currently, Robert Yun is associated with Quasar Distributors, LLC, a firm with a strong reputation in the financial services sector. Prior to that, Robert Yun held positions at TD Ameritrade, Inc., Payden & Rygel Distributors, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UMB Distribution Services, LLC, FPA Fund Distributors, Inc., BANC of America Investment Services, Inc., TD Waterhouse Investor Services, Inc., MONY Securities Corporation, and Hornor, Townsend & Kent, Inc. This diverse work history provides Robert Yun with a wide range of experience and knowledge in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/09/2020 - Present
Quasar Distributors, LLC (Los Angeles CA)
CA
08/31/2018 - 10/31/2019
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
04/04/2018 - 05/03/2018
PAYDEN & RYGEL DISTRIBUTORS (LOS ANGELES CA)
CA
01/31/2017 - 01/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FALLBROOK CA)
WI
10/01/2012 - 01/23/2017
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
CA
01/30/2008 - 03/04/2013
FPA FUND DISTRIBUTORS, INC. (LOS ANGELES CA)
CA
09/02/2003 - 05/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CARLSBAD CA)
NE
12/12/2000 - 08/18/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
05/17/2000 - 11/27/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
PA
03/03/2000 - 04/25/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
IA
Issued 02/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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