Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mauldin is an investment advisor representative associated with Citigroup Global Markets Inc., where Robert has been employed since September 2013. Robert has been in the securities industry since December 2007. Robert is registered with the following states: Arizona, California, Colorado, Florida, Hawaii, Illinois, Indiana, Minnesota, Nevada, Oregon, Tennessee, Texas, Virginia, and Washington. Robert has a Series 66 license and a Series 7 license. Robert specializes in various areas, including Asset Allocation Advice, Financial Planning, Pension Consulting, and Portfolio Management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/10/2013 - Present
Citigroup Global Markets Inc. (Yorba Linda CA)
CA
12/17/2012 - 10/02/2013
LPL FINANCIAL LLC (NEWPORT BEACH CA)
CA
10/01/2012 - 12/18/2012
J.P. MORGAN SECURITIES LLC (ANAHEIM CA)
CA
01/11/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FULLERTON CA)
CA
12/10/2007 - 12/22/2009
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 02/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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