Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Maiocco is an investment advisor representative with Ameriprise Financial Services, LLC. Robert has been working in the financial industry since 2004. He has a strong background in providing investment advice and portfolio management services to a wide range of clients, including individuals, families, trusts, estates, businesses, and charitable organizations. Robert is also a registered representative with Ameriprise Financial Services, Inc. and is licensed to sell securities in multiple states. Robert is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/25/2023 - Present
Ameriprise Financial Services, LLC (Winter Park FL)
FL
02/19/2013 - 10/18/2013
FIFTH THIRD SECURITIES, INC. (OVIEDO FL)
FL
04/07/2006 - 02/21/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)
FL
06/02/2004 - 04/10/2006
MORGAN STANLEY DW INC. (WINTER PARK FL)
BOTH
Issued 06/25/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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