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Robert Hugh Carlisle

Charles Schwab & CO., Inc.

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About Robert Hugh Carlisle

Robert Carlisle is a financial advisor with Charles Schwab & CO., Inc. Robert has been in the financial services industry since 2016. Robert holds Series 7, Series 63, and Series 65 licenses. Robert is registered to provide securities and investment advisory services in 23 states and the District of Columbia. Prior to joining Charles Schwab, Robert was employed by Fidelity Brokerage Services LLC and Wells Fargo Clearing Services LLC. Robert is dedicated to helping clients reach their financial goals.

Firm Information

Robert Carlisle is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Robert Carlisle’s Registration & Firm History

UT

02/02/2022 - Present

Charles Schwab & CO., Inc. (Cottonwood Heights UT)

UT

05/17/2019 - 01/07/2022

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

UT

09/27/2018 - 04/09/2019

WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)

AZ

08/12/2016 - 09/21/2018

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/25/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/23/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Hugh Carlisle.
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