Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Howard is a financial advisor with over 17 years of experience in the financial services industry. Robert Howard is currently registered with Wells Fargo Clearing Services, LLC and has a branch office in Greenville, NC. Robert Howard previously worked at First Citizens Investor Services, Inc., PNC Investments, BB&T Investment Services, Inc., Wachovia Securities Financial Network, LLC, and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/13/2019 - Present
Wells Fargo Clearing Services, LLC (GREENVILLE NC)
NC
01/14/2015 - 04/30/2019
FIRST CITIZENS INVESTOR SERVICES, INC. (GREENVILLE NC)
NC
07/05/2012 - 01/15/2015
PNC INVESTMENTS (WILSON NC)
NC
08/06/2009 - 07/05/2012
BB&T INVESTMENT SERVICES, INC. (GOLDSBORO NC)
NC
03/23/2007 - 02/05/2009
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (GREENVILLE NC)
NC
02/15/2007 - 03/21/2007
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
MO
05/17/2004 - 09/15/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 02/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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