Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gunning is an Investment Advisor Representative at Independent Financial Group, LLC in Fresno, CA. Robert has been in the industry since 1988 and has a strong track record of providing financial advice to individuals, families, and businesses. Robert specializes in financial planning, portfolio management, and retirement planning. Robert is a highly qualified advisor with a wide range of experience and expertise. Robert holds the Series 3, 7, 8, 63, and 65 licenses, as well as the SIE designation. Robert has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/28/2018 - Present
Independent Financial Group, LLC (Fresno CA)
CA
01/29/2010 - 02/09/2018
PRINCIPAL SECURITIES, INC. (Fresno CA)
CA
01/13/2009 - 01/14/2010
WEDBUSH MORGAN SECURITIES INC. (FRESNO CA)
CA
11/14/2003 - 01/27/2009
UBS FINANCIAL SERVICES INC. (FRESNO CA)
NY
07/31/1993 - 12/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/11/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
01/01/1988 - 02/20/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/25/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1996
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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