Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Holmes Becker is a financial advisor with Stifel, Nicolaus & Company, Inc. Robert has been in the industry since 2001 and is registered in 25 states. Robert's current focus is on providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Robert previously worked at Tradeweb LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/16/2022 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
12/06/2007 - 03/26/2009
TRADEWEB L.L.C (NEW YORK NY)
OH
05/28/2004 - 01/27/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEVELAND OH)
NY
09/05/2001 - 06/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/21/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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