Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Holland is an investment advisor representative with J.p. Morgan Securities LLC. Robert has been in the securities industry for over 30 years. Robert has experience working with high-net-worth individuals, corporations, and charitable organizations. Robert has a Series 3, 7, and 63 license as well as a Series 65 license. Robert is also registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Robert also holds a Series 65 license and is registered as an investment advisor representative in Connecticut, Louisiana, New Jersey, New York, North Carolina, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/26/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
09/22/2008 - 05/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/21/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/03/2003 - 02/20/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
07/16/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
09/02/1999 - 07/29/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
07/15/1997 - 09/24/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/14/1990 - 07/18/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
04/13/1988 - 09/13/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/19/1986 - 05/23/1988
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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