Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hoffman is a financial professional with over 5 years of experience in the industry. Robert is currently registered with UBS Securities LLC. Prior to this, Robert worked at Broadridge Business Process Outsourcing, LLC and Jefferies LLC. Robert has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/08/2019 - Present
UBS Securities LLC (NEW YORK NY)
NJ
07/05/2018 - 07/02/2019
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (Newark NJ)
NY
08/01/2014 - 08/02/2018
JEFFERIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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