Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hodges is a financial professional with TD Securities (USA) LLC. He has been in the industry since December 31, 2022, and holds the Series 63, Series 86, Series 87, and SIE licenses. Robert has experience with Cowen and Company. Robert is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
01/01/2023 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 01/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/09/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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