Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hoang Nguyen is a financial professional with over 20 years of experience in the securities industry. Robert has held positions at a number of firms including RBC Capital Markets Corporation, UBS Financial Services Inc., and KBS Capital Markets Group LLC. Robert is currently registered with Apollo Global Securities, LLC and Griffin Capital Securities, LLC. Robert holds the Series 7, 24, 66, 79 and 99 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/20/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
CA
07/07/2009 - 02/08/2016
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
05/24/2004 - 03/20/2008
RBC CAPITAL MARKETS CORPORATION (NEWPORT BEACH CA)
NJ
11/21/2001 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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