Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Henry Waechter is a financial advisor currently working with Raymond James & Associates, Inc.. Robert Henry Waechter has been a financial advisor for over 20 years. Robert Henry Waechter has licenses and registrations in several states including Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Indiana, Kansas, Kentucky, Louisiana, Mississippi, Missouri, North Carolina, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington. Robert Henry Waechter has passed various securities exams, including the Uniform Securities Agent State Law Examination (Series 63), Uniform Investment Adviser Law Examination (Series 65), Securities Industry Essentials Examination (SIE), Futures Managed Funds Examination (Series 31), and General Securities Representative Examination (Series 7). Robert Henry Waechter has been registered with Raymond James & Associates, Inc. since 2013. Before that, Robert Henry Waechter worked at Morgan Keegan & Company, Inc., Amsouth Investment Services, Inc., and Morgan Stanley DW Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/28/2021 - Present
Raymond James & Associates, Inc. (Franklin TN)
TN
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (FRANKLIN TN)
TN
05/07/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (NASHVILLE TN)
NY
04/26/2002 - 04/30/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 05/31/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Waechter is the right advisor for you? Invested Better is here to help.
