Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Henry Pfahl is a financial professional with over 20 years of experience in the financial services industry. Robert is currently an Investment Advisor Representative and OSJ Manager for Vicus Capital, Inc., a firm specializing in financial planning and asset management. Robert has a broad range of experience working with various financial institutions including USI Securities, Inc., Cetera Advisor Networks LLC, and Walnut Street Securities, Inc. Robert holds the Series 6, 7, 24, 63 and 66 licenses as well as the SIE exam. He is also a Certified Financial Planner. Robert's commitment to providing high-quality financial guidance is evident in his long-standing career in the field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/30/2019 - Present
Vicus Capital, Inc. (State College PA)
CT
05/19/2017 - 06/28/2019
USI SECURITIES, INC. (GLASTONBURY CT)
PA
09/03/2013 - 05/23/2017
CETERA ADVISOR NETWORKS LLC (STATE COLLEGE PA)
PA
02/14/2012 - 09/03/2013
WALNUT STREET SECURITIES, INC. (STATE COLLEGE PA)
MA
09/11/2002 - 11/26/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (BOSTON MA)
OH
09/22/2000 - 08/26/2002
ARIS SECURITIES COMPANY (MAYFIELD HEIGHTS OH)
PA
11/07/1995 - 02/26/1999
KEYSTONE BROKERAGE, INC. (WILLIAMSPORT PA)
BOTH
Issued 03/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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