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Robert Henry Parrilla

Wall Street Access

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About Robert Henry Parrilla

Robert Henry Parrilla is a financial advisor with over 10 years of experience in the industry. Currently, Robert is registered with Wall Street Access in New York. Robert has held previous positions at CG CAPITAL MARKETS, LLC, CAPITAL GUARDIAN, LLC, SECUREVEST FINANCIAL GROUP, PERSHING LLC, and BNY MELLON CAPITAL MARKETS, LLC. Robert holds the Series 7, Series 63 and SIE licenses. Robert has been a registered representative in New Jersey and New York since July 31, 2017.

Firm Information

Robert Parrilla is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Parrilla’s Registration & Firm History

NY

07/31/2017 - Present

Wall Street Access (NEW YORK NY)

NJ

08/13/2015 - 08/01/2017

CG CAPITAL MARKETS, LLC (Red Bank NJ)

FL

12/26/2013 - 07/30/2015

CAPITAL GUARDIAN, LLC (BOCA RATON FL)

FL

10/01/2013 - 12/18/2013

SECUREVEST FINANCIAL GROUP (BOCA RATON FL)

FL

04/13/2012 - 09/16/2013

PERSHING LLC (BOCA RATON FL)

FL

03/30/2012 - 09/16/2013

BNY MELLON CAPITAL MARKETS, LLC (BOCA RATON FL)

FL

11/26/2008 - 04/03/2012

PERSHING LLC (BOCA RATON FL)

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Licenses & Designations

BC

Issued 01/17/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Henry Parrilla.
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