Unclaimed
Robert Karr is a financial professional with over 30 years of experience in the securities industry. Currently, Robert is registered with Mischler Financial Group, Inc. and is located in the Stamford, CT branch office. Prior to that, Robert was employed at BANC OF AMERICA SECURITIES LLC and PRUDENTIAL SECURITIES INCORPORATED. Robert Karr holds the Series 63, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/19/2011 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
NY
07/18/2001 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/21/1989 - 12/14/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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