Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Henry Davis is an active investment advisor representative who has been in the industry since 1981. Robert is currently registered with Ameriprise Financial Services, LLC and has been with them since 2017. Robert has been registered with other firms in the past, including UBS Financial Services Inc., Citigroup Global Markets Inc., and CitiCorp Investment Services. Robert holds the Series 6, 7, 63 and 65 licenses. Robert specializes in providing financial planning, portfolio management, and asset allocation services to individuals, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/27/2017 - Present
Ameriprise Financial Services, LLC (VERO BEACH FL)
NY
01/15/2010 - 11/30/2017
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
05/29/2007 - 01/27/2010
CITIGROUP GLOBAL MARKETS INC. (RONKONKOMA NY)
NY
08/22/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (UNIONDALE NY)
IL
07/08/1993 - 08/22/2001
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
CA
07/29/1993 - 09/13/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
03/03/1987 - 07/08/1993
EAB SECURITIES, INC.
NA
05/04/1984 - 03/26/1987
SHEARSON LEHMAN BROTHERS INC.
NA
04/12/1983 - 05/22/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
04/29/1982 - 04/25/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
05/01/1981 - 03/28/1982
FIRST INVESTORS CORPORATION
IA
Issued 12/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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