Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cole is an active Investment Advisor Representative, registered with Raymond James Financial Services Advisors, Inc. based in Clarence, NY. Robert has been in the financial industry for over 30 years and holds several securities licenses including Series 6, 7, 22, 31, and SIE. Before joining Raymond James, Robert has worked with UBS Financial Services Inc, Dean Witter Reynolds Inc, FSC Securities Corporation, and NYLife Securities Inc. Robert has also worked with Scheff Investment Group, LLC and Scheff Liddell Wealth Group. Robert specializes in working with a variety of clients, including individuals, high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
07/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Clarence NY)
NJ
11/03/2000 - 02/23/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/02/1994 - 11/09/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
GA
11/12/1993 - 11/29/1994
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
11/14/1990 - 11/15/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 11/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/13/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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