Unclaimed
Robert Hayes Flynn is a financial advisor at Stifel, Nicolaus & Company, Inc. Robert has over 20 years of experience in the financial services industry. He is a registered representative with FINRA and is licensed to sell securities in 21 states. Robert holds the Series 7 and Series 63 licenses as well as the SIE exam. Robert is a dedicated and experienced advisor who is committed to helping his clients reach their financial goals. He is currently located at the Stifel, Nicolaus & Company, Inc. office in Birmingham, AL. Prior to joining Stifel, Nicolaus & Company, Inc. Robert worked at Sterne, Agee & Leach, Inc. and BBVA Compass Investment Solutions, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
08/18/2010 - 06/05/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
08/25/1999 - 08/10/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
VA
02/23/1999 - 04/27/1999
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
BC
Issued 03/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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