Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Pickering is a financial advisor with over 50 years of experience in the industry. Robert is currently registered with Cetera Advisor Networks LLC and is based in Greenwood Village, CO. Robert has a strong track record of providing investment advice to individuals and families. He is committed to helping his clients achieve their financial goals. Previously, Robert worked for IFP Securities, LLC in Tampa, FL, Cetera Advisors LLC in Columbine Valley, CO, ING Financial Partners, Inc. in Littleton, CO, Locust Street Securities, Inc. in Des Moines, IA, Capital Analysts, Incorporated in Cincinnati, OH, FML Funds Distribution Company, and C. A. Management Corporation. Robert is a Series 7TO, 6TO, SIE, and 1 licensed advisor. He is also a Series 24 licensed principal. Robert holds a Series 65 and a Series 63 license as well. If you are seeking an experienced advisor with a strong track record of success, Robert Pickering is a great choice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/15/2022 - Present
Cetera Advisor Networks LLC (GREENWOOD VILLAGE CO)
FL
05/04/2021 - 08/03/2022
IFP SECURITIES, LLC (TAMPA FL)
CO
02/07/2014 - 05/07/2021
CETERA ADVISORS LLC (COLUMBINE VALLEY CO)
CO
01/01/2004 - 11/20/2013
ING FINANCIAL PARTNERS, INC. (LITTLETON CO)
IA
06/01/1994 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
OH
02/01/1974 - 06/01/1994
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NA
08/20/1968 - 02/01/1974
FML FUNDS DISTRIBUTION COMPANY
NA
01/19/1970 - 09/30/1971
C. A. MANAGEMENT CORPORATION
IA
Issued 04/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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