Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hughes is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Stephens. Robert has previously worked for D.A. Davidson & CO., FIG PARTNERS, LLC, KEEFE, BRUYETTE & WOODS, INC., and UBS WARBURG LLC. Robert holds Series 63, SIE, Series 87, Series 16, and Series 7 licenses. Robert is registered in Arkansas, Connecticut, Maryland, Massachusetts, and New York. Robert specializes in providing financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/13/2021 - Present
Stephens (NEW YORK NY)
NY
05/28/2019 - 06/21/2021
D.A. DAVIDSON & CO. (NEW YORK NY)
NJ
11/29/2017 - 04/29/2019
FIG PARTNERS, LLC (Red Bank NJ)
NY
03/05/2002 - 12/31/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
07/08/1999 - 03/06/2002
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 12/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/10/2002
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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