Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hassan has been in the financial services industry since January 1977 and is currently registered with Wells Fargo Clearing Services, LLC in Irvine, California. Prior to joining Wells Fargo, Robert was a registered representative with D.A. Davidson & Co. in Long Beach, California, where he was employed for 6 years. Robert has a strong track record of working with clients and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/31/2019 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
11/25/2013 - 11/04/2019
D.A. DAVIDSON & CO. (LONG BEACH CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LONG BEACH CA)
CA
01/05/1990 - 11/04/2013
CROWELL, WEEDON & CO. (LONG BEACH CA)
AZ
11/19/1989 - 01/18/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
03/27/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/22/1983 - 03/30/1989
PAINEWEBBER INCORPORATED
NA
06/19/1981 - 08/31/1983
THOMSON MCKINNON SECURITIES INC.
NA
09/26/1978 - 07/29/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 08/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 01/28/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 01/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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