Unclaimed
Robert Harold Lauber is a financial advisor registered with Great Point Capital LLC. Robert has a Series 7, Series 63, and Series 57TO license and is registered in Texas. Robert has been in the industry since 2003 and has experience with ASSENT LLC and Andover Brokerage, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/15/2021 - Present
Great Point Capital LLC (AUSTIN TX)
IL
03/03/2003 - 01/02/2004
ASSENT LLC (BOLINGBROOK IL)
NY
01/31/2003 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BC
Issued 06/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2021
Series 57TO - Securities Trader Exam
BC
Issued 11/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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