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Robert Harold Lauber

Great Point Capital LLC

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About Robert Harold Lauber

Robert Harold Lauber is a financial advisor registered with Great Point Capital LLC. Robert has a Series 7, Series 63, and Series 57TO license and is registered in Texas. Robert has been in the industry since 2003 and has experience with ASSENT LLC and Andover Brokerage, L.L.C.

Firm Information

Robert Lauber is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Lauber’s Registration & Firm History

TX

04/15/2021 - Present

Great Point Capital LLC (AUSTIN TX)

IL

03/03/2003 - 01/02/2004

ASSENT LLC (BOLINGBROOK IL)

NY

01/31/2003 - 03/03/2003

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

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Licenses & Designations

BC

Issued 06/17/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2021

Series 57TO - Securities Trader Exam

BC

Issued 11/14/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Robert Harold Lauber.
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