Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Clark is a financial advisor with over 30 years of experience in the industry. Robert currently works for Charles Schwab & CO., Inc. as a Registered Representative and Investment Advisor Representative in the Phoenix, AZ office. He is registered in Arizona and California to offer financial advice and securities products. Prior to his current position, Robert worked for PROEQUITIES, INC. in Birmingham, AL; JACKSON NATIONAL FINANCIAL SERVICES, INC. in Los Angeles, CA; SMITH BARNEY INC. in New York, NY; and FRANKLIN/TEMPLETON DISTRIBUTORS, INC. in San Mateo, CA. Robert is a Series 6, 7, 9, 10, 63, 65, and 66 licensed professional. Robert is also an accomplished musician who performs and collaborates with other artists.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
10/13/2017 - Present
Charles Schwab & CO., Inc. (PHOENIX AZ)
AL
01/07/1997 - 02/26/1999
PROEQUITIES, INC. (BIRMINGHAM AL)
CA
06/01/1995 - 03/08/1996
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
NY
07/19/1994 - 12/13/1994
SMITH BARNEY INC. (NEW YORK NY)
CA
04/08/1991 - 05/20/1994
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 02/20/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/23/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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