Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Harold Brown is a financial advisor with Charles Schwab & CO., Inc.. Robert has been in the financial industry for over 30 years, beginning their career with Fidelity Brokerage Services LLC. Robert is a Certified Financial Planner. They hold a Series 6, 7, 8, 10, 9, 63, 65, and 66 license and the SIE exam. Their current employment started with Charles Schwab in September 2023. Robert has provided financial advice to clients in various locations, including Henderson, NV; Boston, MA; Tampa, FL; and Las Vegas, NV.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NV
10/06/2023 - Present
Charles Schwab & CO., Inc. (Las Vegas NV)
NV
03/16/1989 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (HENDERSON NV)
BC
Issued 09/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/19/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Robert Brown is the right advisor for you? Invested Better is here to help.
