Unclaimed
Robert Hankins Sipe is a registered investment advisor representative with Gradient Securities, LLC. Robert has been in the financial services industry since 1993. Robert is licensed to provide investment advisory services in Minnesota. Robert has held past positions with several firms, including Fintegra, LLC, IFMG Securities, Inc., TCF Investments, Inc., Hartford Equity Sales Company Inc., Princor Financial Services Corporation, Pruco Securities Corporation, and Fortis Investors, Inc. Robert has Series 6 and Series 63 securities licenses. In addition to providing investment advisory services, Robert is also a registered representative for Gradient Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
01/10/2019 - Present
Gradient Securities, LLC (ARDEN HILLS MN)
MN
11/04/2009 - 06/08/2010
FINTEGRA, LLC (COON RAPIDIS MN)
MN
11/28/2006 - 11/26/2007
IFMG SECURITIES, INC. (MINNEAPOLIS MN)
MN
04/15/2003 - 12/31/2006
TCF INVESTMENTS, INC. (MINNEAPOLIS MN)
CT
07/18/2000 - 05/22/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
02/01/2000 - 06/29/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
01/22/1998 - 01/10/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
07/18/1996 - 03/12/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
04/07/1987 - 07/03/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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