Unclaimed
Robert Hamilton Graham is an investment advisor representative at Riggs Asset Management Co. Inc. Robert has been in the industry since 1989 and has experience in a variety of areas, including financial planning and portfolio management. Robert has a strong understanding of the investment landscape and is committed to providing his clients with personalized financial advice. Robert holds the Series 6, 7, 24, 63, and 65 licenses. Robert has been registered with the Securities and Exchange Commission (SEC) since 2000 and is currently registered in Pennsylvania and Virginia. Robert previously worked at Raymond James Financial Services, Inc., Robert Thomas Securities, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/15/2001 - Present
Riggs Asset Management Co. Inc. (Dallas PA)
FL
01/04/1999 - 12/31/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
12/06/1989 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
10/04/1989 - 01/22/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/04/1989 - 01/22/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 05/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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