Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ellsworth is a financial advisor with over 15 years of experience in the industry. Robert is currently registered with Osaic Institutions, Inc. in Connecticut. Robert has held previous positions at several other firms including New England Securities, Waddell & Reed, Inc., Investors Capital Corp. and Raymond James Financial Services, Inc.. Robert is registered with the Securities and Exchange Commission as an Investment Advisor Representative and is also licensed to sell securities in Connecticut. Robert Ellsworth is a well-respected financial advisor and provides personalized financial advice to individuals, families, and businesses. Robert Ellsworth is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
09/30/2014 - Present
Osaic Institutions, Inc. (STAFFORD SPRINGS CT)
CT
02/18/2013 - 10/01/2014
NEW ENGLAND SECURITIES (WEST HARTFORD CT)
CT
01/01/2010 - 02/09/2012
WADDELL & REED, INC. (HAMDEN CT)
MA
08/27/2001 - 06/26/2006
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
FL
07/12/2001 - 08/28/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 03/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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