Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hamilton Dudley is an investment advisor with Stifel, Nicolaus & Company, Inc. Robert has been in the industry since 2009 and is registered with the Financial Industry Regulatory Authority (FINRA) and in 24 states. Robert previously worked at STERNE, AGEE & LEACH, INC. and GLEACHER & COMPANY SECURITIES, INC. Robert holds the Series 63, SIE, and Series 7 licenses. Robert specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
NY
05/08/2013 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
04/13/2011 - 05/06/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
01/08/2009 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 03/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Dudley is the right advisor for you? Invested Better is here to help.
