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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert H. Stein is an investment advisor representative with Eagle Strategies LLC, a firm based in New York, NY. Robert H. Stein has been in the financial services industry since 2002 and has extensive experience in both broker-dealer and investment advisor roles. He holds FINRA Series 7, 63, and 66 licenses and is registered in all 50 states. Robert H. Stein also holds a Series 65 license and is registered as an Investment Advisor Representative in New Jersey and New York. He is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/16/2022 - Present
Eagle Strategies LLC (NEW YORK NY)
NY
08/09/2018 - 05/31/2019
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NJ
03/20/2014 - 01/25/2018
PERSHING LLC (JERSEY CITY NJ)
NJ
06/29/2006 - 03/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
09/13/2002 - 05/30/2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IA
Issued 09/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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