Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Chen is a financial professional with over 20 years of experience in the industry. Currently, Robert is registered with Guggenheim Securities, LLC. Robert has held previous roles with firms such as Natixis Securities Americas LLC, Barclays Capital Inc., Lehman Brothers Inc., and Citigroup Global Markets Inc. Robert holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. Robert is licensed in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/06/2021 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
02/04/2019 - 05/26/2021
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
09/22/2008 - 02/15/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/05/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/08/1998 - 06/15/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/27/1998 - 10/08/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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