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Robert Gregory Goddard

Penserra Securities, LLC

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About Robert Gregory Goddard

Robert Goddard is a financial professional with over 30 years of experience in the industry. Robert is currently registered with Penserra Securities, LLC, a firm located in Orinda, CA. Robert has held previous positions with SCREAMING EAGLE TRADING, INC., JMP SECURITIES LLC, BANC OF AMERICA SECURITIES LLC, MONTGOMERY SECURITIES, and KIDDER, PEABODY & CO. INCORPORATED. Robert is licensed to sell securities in California, New York, and Wisconsin.

Firm Information

Robert Goddard is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Goddard’s Registration & Firm History

CA

03/23/2009 - Present

Penserra Securities, LLC (ORINDA CA)

CA

07/23/2008 - 01/30/2009

SCREAMING EAGLE TRADING, INC. (ORINDA CA)

CA

11/20/2001 - 06/07/2007

JMP SECURITIES LLC (SAN FRANCISCO CA)

NY

10/01/1997 - 01/13/2000

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

05/08/1989 - 10/01/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

NA

07/25/1985 - 04/05/1989

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 08/07/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Robert Gregory Goddard. Review regulatory record here.
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