Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gregory Ford is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Wells Fargo Clearing Services, LLC in Charlotte, NC. Previously, Robert has worked for a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Columbia Funds Distributor, Inc., BACAP Distributors, LLC, Stephens Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Robert is a Certified Financial Planner and holds Series 6, 7, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
09/10/2020 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
10/23/2009 - 08/23/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
03/24/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
06/21/2004 - 03/09/2005
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NC
04/07/2004 - 06/21/2004
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NC
01/01/2003 - 04/02/2004
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
AR
01/19/2001 - 01/01/2003
STEPHENS INC. (LITTLE ROCK AR)
WI
01/21/1999 - 04/13/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
01/21/1999 - 04/13/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 08/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 03/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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