Unclaimed
Robert Grant Brown is a financial advisor with Raymond James & Associates, Inc. Robert has been in the financial industry since April 10, 1983, and has worked for a number of firms including DEUTSCHE BANK SECURITIES INC., DB ALEX. BROWN LLC, and ALEX. BROWN & SONS INCORPORATED. Robert holds Series 7, Series 63 and Series 65 licenses. Robert is registered to provide financial advice in 14 states including Georgia, Texas, Florida, California, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/03/2025 - Present
Raymond James & Associates, Inc. (Atlanta GA)
GA
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (ATLANTA GA)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
09/19/1988 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
01/30/1986 - 10/05/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
04/11/1983 - 02/18/1986
J.C. BRADFORD & CO.
IA
Issued 04/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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