Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gordon Shiels is a registered representative with Samco Capital Markets, Inc. Robert has been in the securities industry since March 19, 1985. Robert is registered to provide securities services in Connecticut, Illinois, Nevada, New York, and Texas. Robert has passed the Series 7, Series 24, Series 63, SIE and Series 99TO exams. Previously, Robert was registered with Penson Financial Services, Inc., Service Asset Management Company and First Southwest Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/19/2006 - Present
Samco Capital Markets, Inc. (DALLAS TX)
TX
02/03/2003 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
07/20/2000 - 02/03/2003
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
TX
03/12/1996 - 09/01/2000
SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)
TX
10/29/1992 - 03/13/1996
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
03/20/1985 - 11/10/1992
FIRST SOUTHWEST COMPANY (DALLAS TX)
BC
Issued 05/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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