Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Warren is an active investment advisor representative, registered with Osaic Wealth, Inc. Robert has over 40 years of experience in the financial services industry. Robert specializes in financial planning, pension consulting, educational seminars, and selection of other advisors. Robert is registered in Arizona, California, Nevada, Oklahoma, Tennessee, Texas, and Utah. Robert has a Series 6, Series 22, Series 26, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (FRESNO CA)
CA
03/07/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (FRESNO CA)
CA
03/14/2014 - 03/09/2017
SAGEPOINT FINANCIAL, INC. (FRESNO CA)
CA
11/30/2010 - 04/11/2014
CENTAURUS FINANCIAL, INC. (FRESNO CA)
CA
10/26/1999 - 11/29/2010
SUNSET FINANCIAL SERVICES, INC. (FRESNO CA)
NE
02/12/1999 - 10/25/1999
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NY
06/30/1998 - 01/06/1999
MONY SECURITIES CORP. (NEW YORK NY)
NY
11/11/1996 - 07/14/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
05/10/1983 - 11/04/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/10/1983 - 11/04/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
01/27/1982 - 01/12/1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 11/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/20/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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