Unclaimed
Robert Glenn Rice is a financial advisor registered with Nylife Securities LLC, based in New Windsor, NY. He is a licensed securities representative, having passed the Series 7, 6, 63 and 24 exams. Robert has been active in the industry since 2014 and holds licenses in New York, California, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/24/2014 - Present
Nylife Securities LLC (NEW WINDSOR NY)
BC
Issued 06/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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