Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Glenn Ray has been in the financial services industry since 1988 and is currently registered with Raymond James & Associates, Inc. Robert has prior experience with several firms, including Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc., Amsouth Investment Services, Inc., UBS PaineWebber Inc., J.C. Bradford & Co., MetLife Securities Inc. and Metropolitan Life Insurance Company. Robert holds a Series 6, 7, 63 and 65 license and the SIE exam. Robert is a financial professional who provides investment and financial planning services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/04/2020 - Present
Raymond James & Associates, Inc. (MONTGOMERY AL)
AL
08/18/2005 - 08/04/2020
WELLS FARGO CLEARING SERVICES, LLC (MONTGOMERY AL)
MO
07/18/2003 - 08/18/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
AL
09/24/2002 - 07/22/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
NJ
08/14/2000 - 09/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/02/1996 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MA
08/08/1988 - 09/26/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/08/1988 - 09/26/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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