Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alvarez is a financial advisor with NBC Securities, Inc. Robert has been in the financial services industry since 1994. Robert is a CERTIFIED FINANCIAL PLANNER™ professional and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Robert provides financial planning and investment management services to individuals and businesses. He is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in 34 states. Robert has been associated with NBC Securities, Inc. since 2015 and has also held previous roles at Gunnallen Financial, Inc. and JHS Capital Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/25/2017 - Present
NBC Securities, Inc. (TAMPA FL)
FL
04/06/2010 - 07/29/2015
JHS CAPITAL ADVISORS, LLC (TAMPA FL)
FL
10/27/1997 - 03/29/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
AZ
10/01/1997 - 11/04/1997
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
02/11/1996 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
MA
06/01/1993 - 11/08/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/01/1993 - 11/08/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 07/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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