Unclaimed
Robert Glen Reid is a financial professional with over 20 years of experience in the industry. Robert Glen Reid is currently registered with HSBC Securities (USA) Inc. as a Registered Representative, and holds a Series 63, 65, 7, 86 and 87. Robert Glen Reid has prior experience with RBS Securities Inc., Imperial Capital, LLC and Bear, Stearns & Co. Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
03/19/2018 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
CT
07/22/2009 - 05/27/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
10/15/2008 - 07/28/2009
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
04/12/2000 - 06/18/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 09/09/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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