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Robert Gerard Groth

SEI Investments Distribution Co.

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About Robert Gerard Groth

Robert Gerard Groth has been a registered investment advisor in the financial services industry since December 1996. Robert Groth is currently employed by SEI Investments Distribution Co. Robert Groth is currently registered in California and Pennsylvania and has passed both the Series 7 and the Series 63 exams.

Firm Information

Robert Groth is currently registered with SEI Investments Distribution Co.. SEI Investments Distribution Co. is a Corporation formed in 1981 and approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Groth’s Registration & Firm History

PA

12/13/1996 - Present

SEI Investments Distribution Co. (OAKS PA)

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Licenses & Designations

BC

Issued 12/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Gerard Groth.
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