Unclaimed
Robert Gerard Groth has been a registered investment advisor in the financial services industry since December 1996. Robert Groth is currently employed by SEI Investments Distribution Co. Robert Groth is currently registered in California and Pennsylvania and has passed both the Series 7 and the Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/13/1996 - Present
SEI Investments Distribution Co. (OAKS PA)
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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