Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gerard Fitzsimmons is a financial professional with over 30 years of experience in the industry. Robert is currently a registered representative with Wedbush Securities Inc., a firm with over 140 licensed agents and over 500 registered representatives. Robert has held previous roles at ITG DERIVATIVES LLC. and Nomura Securities International, Inc. Robert has a broad range of licenses including Series 3, 4, 7, 8, 9, 10, 24, 63, 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/03/2018 - Present
Wedbush Securities Inc. (CHICAGO IL)
IL
08/17/2006 - 08/04/2011
ITG DERIVATIVES LLC. (CHICAGO IL)
NY
07/22/1992 - 06/04/1999
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 12/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2010
Series 4 - Registered Options Principal Examination
BC
Issued 12/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/07/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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