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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Stein is a financial advisor with Capitol Securities Management, Inc. based in Tampa, Florida. Robert has been in the industry since 1979. He is a registered Investment Advisor Representative in Rhode Island. Robert has experience working with individuals, high-net-worth individuals, trusts, estates, corporations, and other businesses. His specialties include financial planning, pension consulting, and portfolio management. Robert is a member of FINRA and has successfully passed the Series 7, Series 63, Series 65, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/14/2016 - Present
Capitol Securities Management, Inc. (TAMPA FL)
NY
02/02/1999 - 04/16/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/12/1988 - 01/12/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/06/1987 - 02/12/1988
E. F. HUTTON & COMPANY INC
NA
11/01/1984 - 10/01/1987
THOMSON MCKINNON SECURITIES INC.
NA
07/27/1983 - 09/24/1984
DEAN WITTER REYNOLDS INC.
NA
01/02/1981 - 06/29/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
01/31/1980 - 02/12/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
07/27/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 06/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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