Unclaimed
Robert Swor is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Farmers Financial Solutions, LLC, which has been active since 1/17/2006. Previously, Robert was registered with UBS Paine Webber Inc, Farmers Financial Solutions, LLC, and a few other firms. Robert holds the Series 66, 26, SIE, and Series 7 licenses and is registered in Minnesota, Nebraska, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/17/2006 - Present
Farmers Financial Solutions, LLC (DULUTH MN)
CA
06/07/2004 - 12/19/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NJ
11/07/2000 - 08/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 11/13/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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